Courts issue orders, agencies pass guidelines, and companies establish internal controls. However, the entities that write the rules cannot always ensure they are being followed. Baker Tilly has established a national reputation for monitoring compliance with judicial, regulatory, and other codes of conduct.

Our full spectrum of capabilities includes:

  • Agency-mandated oversight
  • Court-mandated monitorships
  • Independent private sector inspector general
  • Investigation and quantification of project overruns
  • Mergers and acquisitions regulatory compliance
  • Testing of internal controls and recommendation of improvements
  • Voluntary monitorships

Our firm works with public and private sector clients providing monitoring and consulting services.  We understand the complexities and nuances inherent to a wide range of industries and assist our clients to achieve their strategic objectives.

Our wide array of team members include CPAs, CFEs, private investigators, and specialists in data analytics. Our varied talents allow us to investigate fully and report on our subjects’ level of compliance.

Expertise and experience matters

Our combination of expertise in both the public and private sectors ensures that any questions or challenges faced in regard to the legal environment will be easily resolved by our team.

Baker Tilly employs more than 40 professionals who have assisted clients with monitorships ranging in size from $5 million to more than $10 billion. Our experienced professionals have assisted these clients in assuring continuous compliance with diverse legal requirements and identifying and remedying compliance gaps.

Listening to your needs and tailoring a solution that fits

Our client-centric approach to executing our projects is focused first and foremost on understanding your unique needs and the environment in which you operate. We do not believe in a one-size-fits-all approach and instead customize our approach based on commonly accepted frameworks that are tailored to meet your specific needs.

Our Take

image of Brian P. Sanvidge

“Our unique team is able to analyze the facts and circumstances of the client’s operations from diverse perspectives. This allows us to identify and report fraud, waste, and abuse, and to ensure the client’s compliance with legal, regulatory, or corporate requirements. A monitorship should be focused and defined to ensure efficiency.”

— Brian P. Sanvidge Principal, CIG, CFE