- Registered investment advisers that maintain custody of customer assets, and who are registered with the SEC, are subject to various regulations and must review these requirements for their organization to determine the right path to follow.
- Noncompliance within the EB-5 program can result in enforcement actions from the SEC. See how working with a broker dealer can help you remain in compliance.
- Listen in on this American Bankruptcy Institute (ABI) podcast.
- Baker Tilly's Philip Santarelli weighs in on recognizing costs under the new revenue recognition standard in this Compliance Week article. (subscription required)
- The U.S. Tax Court backed the IRS by holding that a micro-captive’s elections under section 831(b) to be treated as a small insurance company and section 953(d) to be taxed as a domestic corporation were invalid.
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