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Publicly traded manufacturer improves financial reporting control environment after SOX compliance review
Baker Tilly assisted management in re-engineering the IT SOX program within the company and completed the design and operating effectiveness testing of the internal control environment for IT SOX compliance. -
Real estate investment trust (REIT) strengthens its financial, operational, and compliance related controls
A commercial REIT sought to review certain operational and financial policies, procedures and controls. Baker Tilly governance, risk and compliance professionals helped enhance the REIT's operations. -
REIT improves business processes and operations while ensuring SOX compliance with outsourced internal audit function
A REIT was looking for an outsourced internal audit function to assist with SOX compliance. Baker Tilly became the REIT's internal audit partner. -
SEC Customer Protection Rule Initiative
The SEC is asking that broker-dealers self-report any historical or ongoing instances of noncompliance by November 1, 2016. -
HIPAA Risk Assessments - why are they important and how to avoid the pitfalls?
HHS requires all healthcare entities, from small provider groups to large health systems to continuously assess risks and vulnerabilities to their data and develop a plan for reducing the risk of a data breach. - Next
