- New York Department of Financial Services proposed anti-money laundering (AML) requirements, which includes Chief Compliance Officer certification.
- Recap of MBA Independent Mortgage Bankers Conference. Event demonstrated critical importance of maintaining rigorous processes to comply with increasingly complex regulations.
- Under the Truth in Lending Act (TILA) and the Real Estate Settlement Procedures Act (RESPA), the Consumer Financial Protection Bureau (CFPB) will require lenders to provide new disclosures and meet new regulations on August 1, 2015.
- Practical tips were developed by HHS OIG, the Association of Healthcare Internal Auditors, the American Health Lawyers Association, and the Health Care Compliance Association to help hospital governing boards with their compliance plan oversight obligations.
- To meet OCC requirements and strategically connect the dots on assurance, compliance, and risk management, internal audit functions will need to be part of the risk management ecosystem and provide validation of the execution of risk management responsibilities by frontline units and management. This article outlines what internal audits bring to the table as well as opportunities for driving value through collaboration between risk management and internal audit, using the case example of concern about loan loss reserves.
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