You need to build investor confidence, comply with regulations and deliver portfolio performance.
Rely on our financial services team for specialized tax and audit expertise and deep knowledge of investment funds (registered and non-registered), broker-dealers, investment advisors, investment partnerships, and private equity.
“For asset management entities balancing regulatory requirements with profitable growth, we provide the right mix of large-firm resources, local in-person service, and specialized expertise.”
- Fully disclosed brokerage audits
- Fund-specific tax planning and compliance
- Global Investment Performance Standards (GIPS®) verifications
- Hedge fund and investment partnership audits
- Registered mutual fund audits
- Private equity audits
- Surprise custody examinations and controls testing
- Compliance testing (Rule 38a-1 et. al)
- Tax planning and partner tax allocations
- Start-up services including due diligence and fund formation and structuring consulting
Our firm is registered with the Public Company Accounting Oversight Board (PCAOB).